FS PortalPURCHASE COURSES |Financial Services PortalContact Us

Compliance and Control Attestation

powered by Salt®️

Course description

“Come to terms with all of your organisation’s compliance requirements.”

Identifying your compliance requirements

Every organisation faces a range of internal and external compliance risks. This final course in the Protecht suite of risk management courses considers how to identify the risk of compliance breaches and apply appropriate controls, from reporting to workflow escalation.

Compliance programs can be defined as a series of questions that employees respond to on a periodic basis to ensure compliance with relevant obligations, controls, contractual requirements, policies and procedures.

The breadth of compliance issues that organisations are liable to brush up against can be daunting. This course explores what goes into a compliance program: how to build libraries of internal and external compliance requirements; prepare for and report on them; notify the relevant people and take appropriate action.

Who is this training for?

Everyone in the workplace – including compliance and risk managers, senior management or other employees – has a role to play in addressing their organisation’s and their own compliance requirements.

Course outline

  • Module 1: Defining compliance
  • Module 2: Compliance inputs
  • Module 3: Compliance processes
  • Module 4: Compliance outputs

Customisation Available!
Do you have a policy or process, or some subject-matter expertise that you would like to add to this course?

Talk to us about ways we can quickly tailor the course to suit your needs.

Purchase this course for...

Salt® Adaptive
30 day free trial

No credit card required. Cancel anytime

Power your own e-learning with data analytics.

Creation + User Analytics

Our platform is designed to enable our users to efficiently create e-learning courses that are equipped with the latest technology that can provide full user insights based on the activity of the course learner.

Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.

Get in touch

Speak to an account manager today

Off to a great start! One of our customer service representatives will be in touch with you shortly.
Oops! Something went wrong while submitting the form.