Consulting services

Consulting

Our team of former regulators and corporate compliance experts will put you on a course to success

We work alongside your compliance risk and compliance team to analyse existing compliance risk frameworks. We do this by analysing your compliance training needs, reviewing your policy suite and assessing your compliance risks – particularly in financial crime areas such as anti-money laundering (AML).

We provide advice based on your current situation after conducting a thorough level of due diligence. Recommendations may come in the form of e-learning, in-person training or customised training programs.

Meet our Compliance Experts

We can help you with:

AML/CTF independent review
Training needs and curriculum development
AFSL & ACL compliance
Modern Slavery compliance

Code of Conduct
Post Event Remediation
Business Continuity Planning
Financial Services Manuals and Guides

Training needs analysis

We assist clients with compliance reviews based on training gaps/needs analysis. Our consulting team combine regulatory knowledge with learning and development capabilities.

This involves understanding the current environment, identifying the challenges and opportunities, recommending and socialising a revised approach, and providing a final guide to an organisation-wide structured compliance training framework.

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Training needs analysis

AML/CTF program review

If you are a reporting entity, you must have an Anti-Money Laundering and Counter-Terrorism Financing (AML/CTF) program specifying how you comply with legislation.

Part A of this program must be independently and regularly reviewed.